Canada Gazette, Part I, Volume 151, Number 41: Regulations Amending the Administrative Monetary Penalties and Notices (CSA 2001) Regulations

October 14, 2017

Statutory authority

Canada Shipping Act, 2001

Sponsoring department

Department of Transport

REGULATORY IMPACT ANALYSIS STATEMENT

(This statement is not part of the Regulations.)

Issues

The Administrative Monetary Penalties and Notices (CSA 2001) Regulations were brought into force on April 3, 2008, as an additional enforcement option to promote compliance in the marine transportation system. Without administrative monetary penalties (AMPs), actions against non-compliance with legislation would be limited to prosecution of a summary conviction or indictable offence, vessel detention, in certain instances suspending or cancelling Canadian Maritime Documents (CMDs), and issuing tickets under the Contraventions Regulations. Exclusive use of these methods of penalization limits the tools available to marine safety inspectors to enforce the Canada Shipping Act, 2001 (CSA 2001).

These regulations propose amendments to the Administrative Monetary Penalties and Notices (CSA 2001) Regulations (the Regulations) to designate new violations and set out appropriate penalty ranges for certain regulations, thereby expanding the marine safety enforcement options available to inspectors.

Background

Transport Canada's marine safety program provides Canadians with a safe and efficient marine transportation system. The role of Transport Canada Marine Safety is not only to encourage and promote compliance with the CSA 2001 and related regulations, but also to deal with non-compliance in an effective and consistent manner. These new amendments are consistent with the original Regulatory Impact Analysis Statement published on April 16, 2008, in Part II of the Canada Gazette, for the Regulations brought into force on April 3, 2008. The 2008 document advised the public that periodic updates to the Regulations would be required to maintain a robust and effective administrative monetary penalty system.

Significant amendments were made to the Regulations in 2012, amendments that expanded the schedule of violations from applying exclusively to the Canada Shipping Act, 2001 to include seven regulations, as well as articulating procedures related to the service of notices to stakeholders regarding a monetary violation related to a CMD. Specifically, these notices apply to the refusal to issue, the suspension of, the cancellation of, and the refusal to renew a CMD, as defined in section 2 of the CSA 2001. The Regulations were also amended in 2015, repealing item 4 of Part 1 of the schedule to the Regulations, to address concerns expressed by the Standing Joint Committee for the Scrutiny of Regulations.

Since the coming into force of the Regulations in April 2008, Transport Canada has issued administrative penalties under the CSA 2001 that have resulted in the collection of approximately $3.2M. Over this time period, $383K was collected in the peak year of 2010, which suggests the administration of monetary penalties is having the desired effect of promoting compliance within the marine community with respect to the requirements of the CSA 2001 and its regulations.

Furthermore, the Department leveraged the use of assurances of compliance (see footnote 1) in conjunction with administrative monetary penalties to encourage corrective action of individuals. At present, 32 corrective actions have been taken against violations designated pursuant to the Regulations.

Objectives

The proposed amendments to the Regulations are in keeping with the objective of the Canada Shipping Act, 2001 paragraph 6(i) to “establish an effective inspection and enforcement program” by enhancing the enforcement tools under the CSA 2001, to help ensure a safe marine transportation system.

The proposed Regulations enhance the Department's ability to use administrative penalties imposed pursuant to sections 228 to 243 of the CSA 2001, by setting out new violations of provisions of the CSA 2001 and six of its regulations.

Description

As permitted by paragraphs 244(f) to (h) of the CSA 2001, the proposed amendments will designate new provisions as violations in the following regulations to allow Transport Canada marine safety inspectors to issue AMPs under them:

New proposed violations will be listed in the following new parts of the schedule to the Regulations and are summarized below:
Schedule Part Regulations Number of Provisions Scope of Provisions for Administrative Monetary Penalties Range of Penalties ($)
Part 3 Collision Regulations 4
  • long range scanning
  • radar equipment
  • use of a blue flashing light
600 to 12,000
Part 9 Ballast Water Control and Management Regulations 12
  • ballast water exchange requirements applicable to transoceanic and non-transoceanic navigation
  • disposal of sediment
  • requirements for a Ballast Water Management Plan
  • reporting requirements
250 to 25,000
Part 10 Small Vessel Regulations 211
  • safety, signalling and lifesaving equipment requirements for small passenger vessels, workboats, and vessels on guided excursions
  • plans, structural strength and seaworthiness
  • hull design
  • serial numbers
  • safety precautions (e.g. fuelling, water sports)
250 to 12,000
Part 11 Fire and Boat Drills Regulations 28
  • general emergency information
  • muster lists
  • passenger counts
  • practice musters and safety briefings
  • means of exit
  • fire / survival craft / rescue boat drills
  • record keeping
250 to 25,000
Part 12 Safety Management Regulations 1
  • company responsibility to comply with, and ensure that its vessels comply with, Regulations 3, 4.2 and 5 of Chapter IX of the International Convention for the Safety of Life at Sea (SOLAS)
250 to 25,000
Part 13 Vessel Pollution and Dangerous Chemicals Regulations 281
  • discharge of noxious substances
  • garbage
  • ensure proper equipment is on board
  • record keeping
  • safety precautions
  • emergency drills are in place
  • proper lighting is used
  • transfer operations are in place
  • safety regulations are in place
  • reporting requirements
250 to 25,000
New violations are being proposed for the CSA 2001. They will be added to Part 1 of the schedule to the Regulations:
Schedule Part Legislation Number of Provisions Scope of Provisions for Administrative Monetary Penalties Range of Penalties ($)
Part 1 Canada Shipping Act, 2001 50
  • pollution prevention and response
250 to 25,000

In summary, the proposed Regulations will add 587 violations for seven different pieces of legislation as well as make administrative changes to clarify existing designated violations. The proposed amendments are being made in accordance with the penalty range already employed by the existing Regulations. Penalty ranges, rather than fixed amounts, are being used to ensure that the administration of monetary penalties is appropriate to the circumstances of each case and that full consideration can be given to any mitigating or aggravating factors, such as the compliance record of the person or vessel that committed the violation, and any consequences of the violation. The three established penalty ranges were developed by departmental officials who categorized the seriousness of violations as low impact, with penalties ranging from $250 to $5,000, medium impact, with penalties ranging from $600 to $12,000, or high impact, with penalties ranging from $1,250 to $25,000.

Departmental inspectors and enforcement specialists have reviewed each of the proposed new violations and have assigned a severity ranking and the associated penalty range.

“One-for-One” Rule

The “One-for-One” Rule does not apply to these regulatory changes that do not impose new administrative burden or costs since they simply modify penalties.

Small business lens

The small business lens does not apply to this proposal, as there are no new costs to small businesses.

Consultation

Transport Canada's Marine Safety and Security Program has undertaken extensive and comprehensive consultations with the marine community at both regional and national levels through the Canadian Marine Advisory Council (CMAC) regarding all facets of these amendments. Of note, consultations occurred during the fall of 2013, spring of 2014, and spring of 2016 at national CMAC meetings. The amendment project was discussed with stakeholders and a PowerPoint presentation and information paper were distributed, which included a detailed articulation of the proposed penalties.

Consultations conducted to date have not shown opposition among stakeholders. These proposed amendments have generated little discussion, which suggests there is general industry recognition that an effective administrative monetary penalty scheme enables an important tool of legislative enforcement. There are no vulnerable social or economic groups that are anticipated to be negatively impacted by the proposed amendments.

Rationale

The proposed Regulations are designed to increase the effectiveness of the administrative monetary penalty regime as a compliance enforcement tool. It will address gaps in the existing administrative monetary penalties regime and will expand the Minister of Transport's range of enforcement tools, thereby increasing the effectiveness of the safety enforcement. An effective marine safety oversight regime could generate a boost in public confidence that would have a positive impact on those working in the marine transportation sector while promoting a safer Canadian maritime transportation system.

The changes to the proposed Regulations would benefit the Canadian public by enabling marine safety inspectors to penalize for a contravention using an administrative enforcement tool rather than commencing a judicial process by laying a charge. Judicial proceedings often result in considerable cost to the federal government and to the individual, corporation or vessel involved and are not always the most appropriate tool to encourage compliance with statutory and regulatory requirements.

A distinct advantage of the established AMPs scheme, which these amendments enhance, is the multiple options available to those who commit a violation. Recipients of an administrative monetary penalty can elect to pay the penalty imposed, may enter into an assurance of compliance to comply with a provision in a predetermined period of time, which could minimize or eliminate the penalty, or apply to the Transportation Appeal Tribunal of Canada (TATC) to have their AMP reviewed.

The TATC is an independent, administrative, quasi-judicial body, established in 2003 pursuant to the Transportation Appeal Tribunal of Canada Act, which provides a recourse mechanism for administrative actions by the Minister of Transport made pursuant to the CSA 2001, among other transportation statutes. This body is less formal than a judicial court and cases can be presented without legal representation. Often, the TATC is able to accommodate a case proceeding more quickly than a judicial court, and usually at significantly less cost to the applicant. To date, Transport Canada has issued over 580 violations pursuant to the Administrative Monetary Penalties and Notices (CSA 2001) Regulations and, of those, 45 cases have been reviewed by the TATC.

Implementation, enforcement and service standards

Implementing the addition of the new violations proposed by these regulations is anticipated to be seamless to the Canadian public, as the new requirements will be integrated into the existing Transport Canada Marine Safety administrative monetary penalty scheme. The present AMP enforcement system is tailored to achieve both compliance and deterrence. An AMP will generally be imposed when it is the most effective measure. Other tools include non-penalty actions (oral counselling, warning letter or assurance of compliance) and, if necessary, penalty actions through the use of tickets under the Contraventions Act, and prosecution in the courts of summary conviction and indictable offences. In some cases, the Minister may detain a vessel. The enforcement tool utilized in any particular instance will depend upon the

Once it is determined that the issuance of a notice of violation is an appropriate tool to address a given violation of the CSA 2001 or regulation, the Department will proceed to impose a penalty. First, the established penalty range of the corresponding provision in the Administrative Monetary Penalties and Notices (CSA 2001) Regulations will be reviewed. Second, within each of the three penalty ranges (low, medium and high) the marine safety inspector will consult departmental guidance material for the appropriate penalty range for a first violation, second violation or subsequent violation. Subject to change, the chart below provides a current summary of this approach.

Gravity 1st Violation
Individual / Vessel or Corporation
2nd Violation
Individual / Vessel or Corporation
Subsequent Violation
Individual / Vessel or Corporation
Low $250 / $1,000 $500 / $2,000 $1,000 / $5,000
Medium $600 / $3,000 $1,200 / $6,000 $2,400 / $12,000
High $1,250 / $6,000 $2,500 / $12,000 $5,000 / $25,000

As a matter of general policy, vessels and corporations will be subject to higher penalties than individuals. When there is a violation, the penalty amount is determined within the range by the Minister using departmental policies and guidelines. If the penalty associated with the violation is not paid, it becomes a debt due to Her Majesty.

The proposed Regulations will be brought into force on the day on which they are registered.

Contact

Michele Rae
Chief
Regulatory Development
Marine Safety and Security
Transport Canada
Place de Ville, Tower C, 11th Floor
330 Sparks Street
Ottawa, Ontario
K1A 0N5
Telephone: 613-991-3008
Email: michele.rae@tc.gc.ca

PROPOSED REGULATORY TEXT

Notice is given that the Governor in Council, pursuant to paragraphs 244(f) (see footnote a) to (h) of the Canada Shipping Act, 2001 (see footnote b), proposes to make the annexed Regulations Amending the Administrative Monetary Penalties and Notices (CSA 2001) Regulations.

Interested persons may make representations with respect to the proposed Regulations within 30 days after the date of publication of this notice. All such representations must be in writing and cite the Canada Gazette, Part I, and the date of publication of this notice, and be sent to Tania Mezher, Policy Analyst, Marine Safety and Security Directorate, Department of Transport, Place de Ville, Tower C, 330 Sparks Street, 11th Floor, Ottawa, Ontario K1A 0N5 (tel.: 613-998-5064; fax: 613-991-5670; email: tania.mezher@tc.gc.ca).

Ottawa, October 5, 2017

Jurica Čapkun
Assistant Clerk of the Privy Council

Regulations Amending the Administrative Monetary Penalties and Notices (CSA 2001) Regulations

Amendments

1 Subsection 2(1) of the Administrative Monetary Penalties and Notices (CSA 2001) Regulations (see footnote 2) is replaced by the following:

2 (1) The contravention of a provision of the Act, or of a regulation made under the Act, set out in column 1 of a Part of the schedule, or the contravention of a direction given under such a provision, is designated as a violation that may be proceeded with in accordance with sections 229 to 242 of the Act and by the issuance of a notice of violation.

2 Part 1 of the schedule to the Regulations is amended by adding the following in numerical order:
Item

Column 1

Provision of the Act

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

68.01 Paragraph 167(1)(a) 1,250 to 25,000  
68.02 Paragraph 167(1)(b) 250 to 5,000 X
68.03 Paragraph 168(1)(a) 1,250 to 25,000  
68.04 Subparagraph 168(1)(b)(i) 250 to 5,000 X
68.05 Paragraph 168(1)(c) 1,250 to 25,000  
68.06 Paragraph 168(1)(d) 1,250 to 25,000  
68.07 Paragraph 168(1)(e) 1,250 to 25,000  
68.08 Paragraph 168(3)(a) 1,250 to 25,000  
68.09 Paragraph 168(3)(b) 1,250 to 25,000  
68.1 Section 168.1 1,250 to 25,000  
68.11 Section 168.2 250 to 5,000  
68.12 Paragraph 168.3(b) 1,250 to 25,000  
68.13 Paragraph 171(a) 1,250 to 25,000  
68.14 Paragraph 171(b) 1,250 to 25,000  
68.15 Paragraph 171(c) 600 to 12,000  
68.16 Paragraph 171(d) 1,250 to 25,000  
68.17 Paragraph 171(e) 1,250 to 25,000  
68.18 Paragraph 171(f) 250 to 5,000  
68.19 Section 171.1 250 to 5,000  
68.2 Paragraph 175.1(1)(a) 600 to 12,000  
68.21 Paragraph 175.1(1)(b) 1,250 to 25,000  
68.22 Paragraph 175.1(1)(c) 600 to 12,000  
68.23 Paragraph 175.1(1)(d) 250 to 5,000  
68.24 Paragraph 175.1(1)(e) 250 to 5,000  
68.25 Paragraph 175.1(2)(a) 1,250 to 25,000  
68.26 Subparagraph 175.1(2)(c)(i) 1,250 to 25,000  
68.27 Subparagraph 175.1(2)(d)(i) 1,250 to 25,000  
68.28 Subparagraph 175.1(2)(d)(ii) 1,250 to 25,000  
68.29 Subparagraph 175.1(2)(d)(iii) 1,250 to 25,000  
68.3 Paragraph 176(1)(b) 1,250 to 25,000  
68.31 Paragraph 176(1)(c) 600 to 12,000  
68.32 Paragraph 176(1)(d) 600 to 12,000  
68.33 Subsection 177(7) 1,250 to 25,000  
68.34 Subsection 177(8) 1,250 to 25,000  
68.35 Section 178 1,250 to 25,000  
70.01 Paragraph 189(a) 1,250 to 25,000  
70.02 Paragraph 189(b) 1,250 to 25,000  
70.03 Paragraph 189(c) 1,250 to 25,000  
70.04 Paragraph 189(d) 1,250 to 25,000  
70.05 Subsection 211(3) 1,250 to 25,000  
70.06 Paragraph 211(4)(a) 1,250 to 25,000  
70.07 Paragraph 211(4)(b) 1,250 to 25,000  
70.08 Paragraph 211(4)(c) 1,250 to 25,000  
70.09 Paragraph 211(4)(d) 600 to 12,000  
70.1 Paragraph 211(4)(d.1) 1,250 to 25,000  
70.11 Paragraph 211(4)(e) 600 to 12,000  
70.12 Subsection 212(2) 1,250 to 25,000  
77 Paragraph 227(1)(a) 1,250 to 25,000  
78 Paragraph 227(1)(b) 1,250 to 25,000  
79 Paragraph 227(1)(c) 1,250 to 25,000  

3 The portion of items 1 to 4 of Part 3 of the schedule to the Regulations in column 1 is amended by replacing “Section 4 and subsection” with “Subsection”.

4 The portion of items 5 to 7 of Part 3 of the schedule to the Regulations in column 1 is amended by replacing “Section 4 and Rule” with “Rule”.

5 Part 3 of the schedule to the Regulations is amended by adding the following after item 7:
Item

Column 1

Provision of the Collision Regulations

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

7.1 Rule 7(a) of Schedule 1 600 to 12,000  
7.2 Rule 7(b) of Schedule 1 600 to 12,000  
7.3 Rule 7(c) of Schedule 1 600 to 12,000  

6 The portion of items 8 to 111 of Part 3 of the schedule to the Regulations in column 1 is amended by replacing “Section 4 and Rule” with “Rule”.

7 Part 3 of the schedule to the Regulations is amended by adding the following after item 111:
Item Column 1 Provision of the Collision Regulations Column 2 Range of Penalties ($) Column 3 Separate Violation for Each Day
111.1 Rule 45(c) of Schedule 1 600 to 2,400  

8 The portion of items 112 to 114 of Part 3 of the schedule to the Regulations in column 1 is amended by replacing “Section 4 and Rule” with “Rule”.

9 The portion of item 9 of Part 7 of the schedule to the Regulations in column 2 is amended by replacing “6,000 to 25,000” with “1,250 to 25,000”.

10 The schedule to the Regulations is amended by adding the following after Part 8:

PART 9

Violations of the Ballast Water Control and Management Regulations
Item

Column 1

Provision of the Ballast Water Control and Management Regulations

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

1 Subsection 5(4) 600 to 12,000  
2 Subsection 6(2) 1,250 to 25,000  
3 Subsection 6(3) 600 to 12,000  
4 Subsection 7(2) 1,250 to 25,000  
5 Subsection 10(1) 1,250 to 25,000  
6 Subsection 11(1) 1,250 to 25,000  
7 Section 12 600 to 12,000  
8 Subsection 13(2) 1,250 to 25,000  
9 Subsection 13(3) 1,250 to 25,000  
10 Subsection 13(4) 1,250 to 25,000  
11 Subsection 14(1) 600 to 10,000  
12 Subsection 14(2) 600 to 10,000  

PART 10

Violations of the Small Vessel Regulations
Item

Column 1

Provision of the Small Vessel Regulations

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

1 Section 3 600 to 12,000  
2 Subsection 5(1) 600 to 12,000  
3 Subsection 5(2) 600 to 12,000  
4 Subsection 6(1) 600 to 12,000 X
5 Subsection 6(2) 250 to 5,000 X
6 Subsection 7(1) 600 to 12,000 X
7 Section 9 600 to 12,000 X
8 Subsection 10(1) 600 to 12,000  
9 Subsection 10(3) 250 to 5,000  
10 Subsection 12(2) 250 to 5,000 X
11 Subsection 16(1) 600 to 12,000 X
12 Section 18 250 to 5,000  
13 Section 19 250 to 5,000  
14 Section 21 600 to 12,000  
15 Section 22 250 to 5,000  
16 Section 302 600 to 12,000  
17 Paragraph 303(1)(a) 600 to 12,000  
18 Paragraph 303(1)(b) 250 to 5,000  
19 Subsection 303(2) 600 to 12,000  
20 Section 304 600 to 12,000  
21 Subsection 305(1) 250 to 5,000  
22 Subsection 305(2) 250 to 5,000  
23 Section 306 600 to 12,000  
24 Section 307 600 to 12,000  
25 Subsection 308(1) 250 to 5,000  
26 Subsection 308(2) 250 to 5,000  
27 Section 309 600 to 12,000  
28 Paragraph 310(1)(a) 600 to 12,000  
29 Paragraph 310(1)(b), item 1 of the table 600 to 12,000  
30 Subsection 310(2) 600 to 12,000  
31 Subsection 311(1), items 1 and 2 of the table 250 to 5,000  
32 Paragraph 313(3)(a) 600 to 12,000  
33 Paragraph 313(3)(b) 250 to 5,000  
34 Paragraph 313(3)(c) 250 to 5,000  
35 Subsection 401(1) 600 to 12,000  
36 Subsection 401(2) 600 to 12,000  
37 Subsection 402(1) 250 to 5,000  
38 Subsection 402(2) 250 to 5,000  
39 Section 403 600 to 12,000  
40 Subsection 404(1) 600 to 12,000 X
41 Subsection 404(2) 600 to 12,000 X
42 Subsection 404(3) 600 to 12,000 X
43 Section 405 250 to 5,000 X
44 Section 406 250 to 5,000  
45 Section 407 600 to 12,000  
46 Subsection 409(1) 600 to 12,000  
47 Section 410 250 to 5,000  
48 Subsection 411(2) 600 to 12,000  
49 Subsection 412(1) 250 to 5,000  
50 Subsection 413(1) 250 to 5,000  
51 Subsection 414(1) 600 to 12,000  
52 Subsection 414(3) 600 to 12,000  
53 Subsection 414(4) 600 to 12,000  
54 Subsection 415(1) 600 to 12,000  
55 Subsection 415(2) 600 to 12,000  
56 Subsection 415(3) 600 to 12,000  
57 Section 416 600 to 12,000 X
58 Section 417 600 to 12,000 X
59 Subsection 418(1) 250 to 5,000 X
60 Section 419 600 to 12,000 X
61 Section 420 600 to 12,000  
62 Subsection 501(1) 600 to 12,000 X
63 Subsection 501(2) 600 to 12,000 X
64 Section 502 250 to 5,000 X
65 Section 503 250 to 5,000 X
66 Section 504 600 to 12,000  
67 Subsection 506(1) 600 to 12,000  
68 Subsection 507(1) 250 to 5,000  
69 Subsection 508(1) 600 to 12,000  
70 Subsection 509(1) 600 to 12,000  
71 Subsection 510(1) 250 to 5,000  
72 Subsection 511(1) 250 to 5,000  
73 Subsection 512(1) 600 to 12,000  
74 Subsection 512(3) 600 to 12,000  
75 Subsection 512(4) 600 to 12,000  
76 Subsection 513(1) 600 to 12,000 X
77 Subsection 513(2) 600 to 12,000 X
78 Subsection 513(3) 600 to 12,000 X
79 Section 514 600 to 12,000 X
80 Section 515 600 to 12,000 X
81 Paragraph 516(1)(a) 250 to 5,000 X
82 Paragraph 516(1)(b) 250 to 5,000 X
83 Section 519 600 to 12,000 X
84 Section 520 600 to 12,000  
85 Paragraphs 521(a) to (d) 600 to 12,000  
86 Paragraph 521(e) 600 to 12,000 X
87 Paragraph 521(f) 600 to 12,000 X
88 Subsection 601(2) 600 to 12,000 X
89 Subsection 602(1) 600 to 12,000 X
90 Section 603 600 to 12,000 X
91 Subsection 604(1) 600 to 12,000 X
92 Subsection 604(2) 600 to 12,000 X
93 Subsection 604(3) 600 to 12,000 X
94 Section 605 600 to 12,000 X
95 Section 606 600 to 12,000 X
96 Section 607 600 to 12,000 X
97 Subsection 608(1) 600 to 12,000 X
98 Section 609 600 to 12,000 X
99 Subsection 705(1) 600 to 12,000 X
100 Subsection 705(2) 250 to 5,000 X
101 Section 706 600 to 12,000  
102 Subsection 707(1) 600 to 12,000  
103 Subsection 707(2) 600 to 12,000  
104 Subsection 708(1) 600 to 12,000  
105 Subsection 708(6) 600 to 12,000  
106 Subsection 710(1) 600 to 12,000  
107 Subsection 710(2) 600 to 12,000  
108 Paragraph 711(1)(a) 250 to 5,000  
109 Subsection 712(1) 600 to 12,000 X
110 Subsection 712(2) 600 to 12,000 X
111 Subsection 713(1) 600 to 12,000  
112 Subsection 713(2) 600 to 12,000  
113 Subsection 713(3) 600 to 12,000  
114 Subsection 713(4) 600 to 12,000  
115 Subsection 713(5) 600 to 12,000  
116 Subsection 713(6) 250 to 5,000  
117 Section 714 600 to 12,000 X
118 Subsection 716(1) 600 to 12,000 X
119 Subsection 716(2) 250 to 5,000  
120 Subsection 717(2) 600 to 12,000 X
121 Subsection 717(3) 600 to 12,000 X
122 Subsection 717(4) 250 to 5,000  
123 Subsection 718(1) 600 to 12,000 X
124 Subsection 718(3) 250 to 5,000 X
125 Subsection 718(4) 600 to 12,000 X
126 Section 719 600 to 12,000 X
127 Section 720 600 to 12,000 X
128 Subsection 721(1) 600 to 12,000 X
129 Subsection 721(2) 600 to 12,000 X
130 Subsection 721(3) 600 to 12,000 X
131 Section 722 600 to 12,000  
132 Section 723 600 to 12,000 X
133 Subsection 724(1) 600 to 12,000 X
134 Subsection 724(2) 600 to 12,000 X
135 Subsection 724(3) 600 to 12,000 X
136 Subsection 724(4) 600 to 12,000 X
137 Paragraph 725(1)(a) 600 to 12,000 X
138 Subsection 725(2) 600 to 12,000 X
139 Section 726 250 to 5,000  
140 Subsection 727(1) 250 to 5,000  
141 Subsection 727(2) 250 to 5,000  
142 Subsection 727(3) 250 to 5,000  
143 Subsection 727(4) 250 to 5,000  
144 Paragraph 728(1)(a) 600 to 12,000 X
145 Paragraph 728(1)(b) 600 to 12,000 X
146 Subsection 728(2) 600 to 12,000 X
147 Paragraph 729(1)(a) 600 to 12,000  
148 Paragraph 729(1)(b) 250 to 5,000  
149 Paragraph 729(1)(c) 250 to 5,000  
150 Section 730 600 to 12,000  
151 Paragraph 731(1)(a) 600 to 12,000 X
152 Section 732 600 to 12,000 X
153 Section 733 600 to 12,000 X
154 Subsection 735(1) 600 to 12,000 X
155 Subsection 735(2) 600 to 12,000 X
156 Subsection 735(3) 600 to 12,000 X
157 Subsection 736(1) 600 to 12,000 X
158 Paragraph 736(2)(a) 600 to 12,000 X
159 Subsection 736(3) 600 to 12,000 X
160 Subsection 737(1) 600 to 12,000 X
161 Subsection 737(2) 600 to 12,000 X
162 Paragraph 737(3)(a) 600 to 12,000 X
163 Section 738 600 to 12,000 X
164 Section 739 250 to 5,000 X
165 Section 740 600 to 12,000 X
166 Subsection 741(1) 600 to 12,000 X
167 Subsection 741(3) 600 to 12,000  
168 Subsection 742(1) 600 to 12,000 X
169 Subsection 801(1) 250 to 5,000 X
170 Subsection 801(3) 250 to 5,000 X
171 Paragraph 801(4)(a) 250 to 5,000  
172 Paragraph 801(4)(b) 600 to 12,000 X
173 Subsection 803(1) 600 to 12,000  
174 Subsection 803(2) 600 to 12,000  
175 Subsection 803(4) 250 to 5,000  
176 Subsection 804(1) 250 to 5,000  
177 Subsection 804(2) 250 to 5,000  
178 Subsection 805(1) 250 to 5,000  
179 Subsection 805(2) 250 to 5,000  
180 Subsection 806(1) 600 to 12,000  
181 Subsection 806(2) 600 to 12,000  
182 Section 810 600 to 12,000  
183 Section 901 600 to 12,000  
184 Subsection 902(1) 600 to 12,000  
185 Subsection 903(1) 600 to 12,000  
186 Subsection 903(2) 600 to 12,000  
187 Subsection 903(3) 600 to 12,000  
188 Subsection 903(4) 600 to 12,000  
189 Subsection 903(5) 600 to 12,000  
190 Subsection 903(6) 600 to 12,000  
191 Subsection 903(7) 600 to 12,000  
192 Subsection 903(8) 600 to 12,000  
193 Subsection 903(11) 250 to 5,000  
194 Subsection 903(12) 250 to 5,000  
195 Subsection 903(13) 600 to 12,000  
196 Subsection 1000(1) 250 to 5,000  
197 Subsection 1000(2) 250 to 5,000  
198 Section 1001 600 to 12,000  
199 Subsection 1002(1) 600 to 12,000  
200 Subsection 1002(2) 600 to 12,000  
201 Paragraph 1002(3)(a) 600 to 12,000  
202 Paragraph 1002(3)(b) 600 to 12,000  
203 Subsection 1002(4) 600 to 12,000  
204 Subsection 1002(5) 600 to 12,000  
205 Subsection 1002(6) 600 to 12,000  
206 Paragraph 1003(a) 600 to 12,000  
207 Section 1004 600 to 12,000  
208 Subsection 1005(1) 600 to 12,000  
209 Paragraph 1006(a) 600 to 12,000  
210 Paragraph 1006(b) 600 to 12,000  
211 Section 1007 600 to 12,000  

PART 11

Violations of the Fire and Boat Drills Regulations
Item

Column 1

Provision of the Fire and Boat Drills Regulations

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

1 Subsection 3(1) 250 to 5,000  
2 Subsection 3(2) 250 to 25,000  
3 Subsection 5(1) 250 to 5,000  
4 Section 6 250 to 5,000  
5 Subsection 9(2) 600 to 12,000  
6 Section 10 600 to 12,000  
7 Paragraph 11(1)(a) 600 to 12,000  
8 Subsection 11(2) 600 to 12,000  
9 Section 12 1,250 to 25,000  
10 Subsection 13(1) 600 to 12,000  
11 Subsection 13(2) 600 to 12,000  
12 Subsection 15(1) 250 to 5,000  
13 Section 18 600 to 12,000  
14 Subsection 20(1) 600 to 12,000  
15 Subsection 20(2) 600 to 12,000  
16 Subsection 20(3) 600 to 12,000  
17 Section 21 600 to 12,000  
18 Section 26 600 to 12,000  
19 Subsection 27(1) 600 to 12,000  
20 Subsection 28(1) 600 to 12,000  
21 Section 30 600 to 12,000  
22 Subsection 31(1) 600 to 12,000  
23 Section 32 600 to 12,000  
24 Section 33 600 to 12,000  
25 Section 34 600 to 12,000  
26 Section 35 600 to 12,000  
27 Paragraph 37(1)(a) 250 to 5,000  
28 Subsection 37(3) 600 to 10,000  

PART 12

Violation of the Safety Management Regulations
Item

Column 1

Provision of the Safety Management Regulations

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

1 Section 3 1,250 to 25,000  

PART 13

Violations of the Vessel Pollution and Dangerous Chemicals Regulations
Item

Column 1

Provision of the Vessel Pollution and Dangerous Chemicals Regulations

Column 2

Range of Penalties ($)

Column 3

Separate Violation for Each Day

1 Subsection 7(1) 1,250 to 25,000 X
2 Subsection 7(2) 1,250 to 25,000 X
3 Subsection 7(3) 1,250 to 25,000 X
4 Subsection 9(1) 1,250 to 25,000 X
5 Subsection 9(2) 1,250 to 25,000 X
6 Subsection 12(1) 1,250 to 25,000 X
7 Subsection 12(8) 1,250 to 25,000 X
8 Subsection 14(1) 1,250 to 25,000 X
9 Subsection 15(1) 1,250 to 25,000 X
10 Subsection 15(2) 1,250 to 25,000 X
11 Section 16 1,250 to 25,000 X
12 Subsection 17(1) 1,250 to 25,000 X
13 Section 18 1,250 to 25,000 X
14 Paragraph 19(1)(a) 1,250 to 25,000 X
15 Paragraph 19(1)(b) 1,250 to 25,000 X
16 Paragraph 19(1)(c) 1,250 to 25,000 X
17 Subsection 20(1) 1,250 to 25,000 X
18 Subsection 20(2) 1,250 to 25,000 X
19 Subsection 20(3) 1,250 to 25,000 X
20 Section 21 1,250 to 25,000 X
21 Subsection 22(1) 1,250 to 25,000 X
22 Subsection 22(2) 1,250 to 25,000 X
23 Subsection 24(1) 600 to 12,000 X
24 Subsection 24(2) 600 to 12,000 X
25 Subsection 24(3) 1,250 to 25,000 X
26 Paragraph 25(1)(a) 600 to 12,000  
27 Subparagraph 25(1)(b)(i) 600 to 12,000  
28 Subparagraph 25(1)(b)(ii) 600 to 12,000  
29 Paragraph 25(1)(c) 600 to 12,000  
30 Subsection 25(2) 600 to 12,000  
31 Subsection 26(1) 1,250 to 25,000 X
32 Subsection 27(1) 1,250 to 25,000  
33 Subsection 27(4) 1,250 to 25,000  
34 Section 27.1 1,250 to 25,000  
35 Section 29 1,250 to 25,000 X
36 Section 33 1,250 to 25,000 X
37 Subsection 34(1) 1,250 to 25,000 X
38 Subsection 35(1) 1,250 to 25,000 X
39 Subsection 35(2) 600 to 12,000 X
40 Subsection 35(3) 1,250 to 25,000 X
41 Subsection 35(4) 1,250 to 25,000 X
42 Section 36 1,250 to 25,000  
43 Subsection 36.1(1) 1,250 to 25,000  
44 Subsection 36.1(2) 1,250 to 25,000  
45 Section 37 1,250 to 25,000  
46 Subsection 38(1) 1,250 to 25,000  
47 Subsection 38(2) 1,250 to 25,000  
48 Section 39 1,250 to 25,000  
49 Subsection 39.1(1) 1,250 to 25,000  
50 Subsection 40(1) 1,250 to 25,000 X
51 Subsection 40(2) 1,250 to 25,000 X
52 Paragraph 40(3)(a) 1,250 to 25,000  
53 Paragraph 40(3)(b) 600 to 12,000  
54 Subparagraph 40(4)(a)(i) 1,250 to 25,000  
55 Subparagraph 40(4)(a)(ii) 1,250 to 25,000  
56 Paragraph 40(4)(b) 600 to 12,000  
57 Paragraph 40(4)(c) 600 to 12,000  
58 Paragraph 40(6)(a) 1,250 to 25,000  
59 Paragraph 40(6)(b) 600 to 12,000  
60 Subparagraph 40(7)(a)(i) 1,250 to 25,000  
61 Subparagraph 40(7)(a)(ii) 1,250 to 25,000  
62 Paragraph 40(7)(b) 600 to 12,000  
63 Paragraph 40(7)(c) 600 to 12,000  
64 Subsection 40(9) 600 to 12,000  
65 Subsection 41(1) 1,250 to 25,000  
66 Subsection 41(2) 600 to 10,000  
67 Section 42 1,250 to 25,000  
68 Subsection 42.1(1) 1,250 to 25,000  
69 Subsection 42.1(2) 600 to 12,000  
70 Subsection 43(2) 1,250 to 25,000  
71 Subsection 44(4) 1,250 to 25,000  
72 Subsection 45(4) 1,250 to 25,000  
73 Subsection 46(3) 1,250 to 25,000  
74 Subsection 46(4) 1,250 to 25,000  
75 Section 47 1,250 to 25,000  
76 Paragraph 50(1)(a) 1,250 to 25,000 X
77 Paragraph 50(1)(b) 1,250 to 25,000 X
78 Subsection 52(1) 1,250 to 25,000 X
79 Subsection 52(2) 1,250 to 25,000 X
80 Subsection 52(3) 1,250 to 25,000  
81 Subsection 53(1) 1,250 to 25,000 X
82 Subsection 53(2) 1,250 to 25,000 X
83 Subsection 55(1) 600 to 12,000 X
84 Subsection 55(2) 600 to 12,000 X
85 Subsection 55(3) 600 to 12,000 X
86 Subsection 55(4) 600 to 12,000 X
87 Subsection 55(5) 600 to 12,000 X
88 Subsection 55(6) 1,250 to 25,000 X
89 Paragraph 56(1)(a) 600 to 12,000 X
90 Subparagraph 56(1)(b)(i) 600 to 12,000 X
91 Subparagraph 56(1)(b)(ii) 600 to 12,000 X
92 Paragraph 56(1)(c) 600 to 12,000 X
93 Subparagraph 56(1)(d)(i) 600 to 12,000 X
94 Subparagraph 56(1)(d)(ii) 600 to 12,000 X
95 Paragraph 56(1)(e) 600 to 12,000 X
96 Subsection 56(3) 600 to 12,000 X
97 Subsection 56(4) 600 to 12,000 X
98 Subsection 57(1) 1,250 to 25,000 X
99 Section 58 1,250 to 25,000  
100 Section 59 1,250 to 25,000 X
101 Subsection 60(1) 1,250 to 25,000 X
102 Subsection 60(2) 1,250 to 25,000 X
103 Subsection 60(3) 1,250 to 25,000 X
104 Section 61 1,250 to 25,000 X
105 Subsection 62(1) 1,250 to 25,000 X
106 Subsection 62(2) 1,250 to 25,000 X
107 Subsection 62(3) 1,250 to 25,000 X
108 Paragraph 63(1)(a) 1,250 to 25,000 X
109 Paragraph 63(1)(b) 1,250 to 25,000 X
110 Paragraph 63(1)(c) 1,250 to 25,000 X
111 Subsection 63(2) 1,250 to 25,000 X
112 Subsection 63(4) 1,250 to 25,000 X
113 Paragraph 64(2)(a) 1,250 to 25,000 X
114 Paragraph 64(2)(b) 1,250 to 25,000 X
115 Paragraph 65(a) 1,250 to 25,000  
116 Paragraph 65(b) 1,250 to 25,000  
117 Paragraph 67(1)(a) 1,250 to 25,000 X
118 Paragraph 67(1)(b) 1,250 to 25,000 X
119 Section 73 1,250 to 25,000 X
120 Subsection 74(1) 1,250 to 25,000 X
121 Subsection 75(1) 1,250 to 25,000 X
122 Subsection 75(2) 1,250 to 25,000 X
123 Subsection 75(3) 1,250 to 25,000 X
124 Subsection 75(4) 1,250 to 25,000 X
125 Section 76 1,250 to 25,000 X
126 Paragraph 77(1)(a) 1,250 to 25,000  
127 Paragraph 77(1)(b) 1,250 to 25,000  
128 Paragraph 77(1)(c) 1,250 to 25,000  
129 Paragraph 77(1)(d) 1,250 to 25,000  
130 Paragraph 77(1)(e) 1,250 to 25,000  
131 Paragraph 77(1)(f) 1,250 to 25,000  
132 Paragraph 77(1)(g) 1,250 to 25,000  
133 Paragraph 77(1)(h) 1,250 to 25,000  
134 Paragraph 77(1)(i) 1,250 to 25,000  
135 Paragraph 77(1)(j) 1,250 to 25,000  
136 Paragraph 77(1)(k) 1,250 to 25,000  
137 Paragraph 77(1)(l) 1,250 to 25,000  
138 Paragraph 77(1)(m) 1,250 to 25,000  
139 Paragraph 77(1)(n) 1,250 to 25,000  
140 Paragraph 77(1)(o) 1,250 to 25,000  
141 Paragraph 77(1)(p) 1,250 to 25,000  
142 Paragraph 77(1)(q) 1,250 to 25,000  
143 Paragraph 77(1)(r) 1,250 to 25,000  
144 Paragraph 77(1)(s) 1,250 to 25,000  
145 Paragraph 77(1)(t) 1,250 to 25,000  
146 Subsection 77(2) 1,250 to 25,000 X
147 Section 78 1,250 to 25,000 X
148 Subsection 79(1) 1,250 to 25,000 X
149 Paragraph 79(2)(a) 1,250 to 25,000 X
150 Paragraph 79(2)(b) 600 to 12,000 X
151 Paragraph 79(3)(a) 1,250 to 25,000 X
152 Paragraph 79(3)(b) 600 to 12,000 X
153 Paragraph 79(3)(c) 600 to 12,000 X
154 Subsection 79(5) 600 to 12,000 X
155 Subsection 80(1) 1,250 to 25,000 X
156 Subsection 80(2) 600 to 10,000 X
157 Subsection 82(1) 1,250 to 25,000 X
158 Subsection 82(3) 1,250 to 25,000 X
159 Subsection 86(1) 1,250 to 25,000  
160 Paragraph 86(2)(a) 1,250 to 25,000  
161 Paragraph 86(2)(b) 1,250 to 25,000  
162 Section 87 1,250 to 25,000 X
163 Subsection 89(1) 1,250 to 25,000  
164 Subsection 89(2) 1,250 to 25,000  
165 Subsection 92(1) 600 to 12,000  
166 Subparagraph 93(1)(a)(i) 600 to 12,000  
167 Subparagraph 93(1)(a)(ii) 600 to 12,000  
168 Paragraph 93(1)(b) 600 to 12,000  
169 Subsection 93(2) 600 to 12,000  
170 Subsection 93(3) 600 to 10,000  
171 Paragraph 93(4)(a) 600 to 10,000  
172 Paragraph 93(4)(b) 600 to 10,000  
173 Section 95 250 to 25,000 X
174 Subsection 97(2) 600 to 10,000 X
175 Section 100 1,250 to 25,000 X
176 Subsection 103(1) 600 to 12,000 X
177 Subsection 104(1) 600 to 12,000  
178 Subsection 104(2) 600 to 12,000  
179 Subsection 105(1) 600 to 12,000  
180 Paragraph 106(1)(a) 600 to 12,000  
181 Paragraph 106(1)(b) 600 to 12,000 X
182 Paragraph 106(2)(a) 1,250 to 25,000 X
183 Paragraph 106(2)(b) 600 to 12,000 X
184 Paragraph 106(2)(c) 600 to 12,000 X
185 Subsection 106(3) 600 to 12,000 X
186 Subsection 106(6) 250 to 5,000 X
187 Subsection 107(1) 600 to 12,000 X
188 Subsection 107(2) 600 to 12,000 X
189 Subsection 109(1) 1,250 to 25,000 X
190 Subsection 109(3) 1,250 to 25,000 X
191 Subsection 110.1(3) 1,250 to 25,000 X
192 Subsection 110.2(3) 1,250 to 25,000 X
193 Subsection 110.3(4) 1,250 to 25,000 X
194 Paragraph 111(1)(a) 1,250 to 25,000 X
195 Paragraph 111(1)(b) 1,250 to 25,000 X
196 Paragraph 111(1)(c) 1,250 to 25,000 X
197 Paragraph 111(1)(d) 1,250 to 25,000 X
198 Paragraph 111(1)(e) 1,250 to 25,000 X
199 Paragraph 111(1)(f) 1,250 to 25,000 X
200 Paragraph 111(1)(g) 1,250 to 25,000 X
201 Paragraph 111(1)(h) 1,250 to 25,000 X
202 Paragraph 111(1)(i) 1,250 to 25,000 X
203 Paragraph 111(1)(j) 1,250 to 25,000 X
204 Paragraph 111(1)(k) 1,250 to 25,000 X
205 Paragraph 111(1)(l) 1,250 to 25,000 X
206 Subsection 111(2) 1,250 to 25,000  
207 Paragraph 111.2(a) 1,250 to 25,000  
208 Paragraph 111.2(b) 1,250 to 25,000  
209 Paragraph 111.2(c) 1,250 to 25,000  
210 Paragraph 111.2(d) 600 to 12,000  
211 Paragraph 111.2(e) 600 to 12,000  
212 Subsection 112(1) 1,250 to 25,000 X
213 Subsection 112(3) 1,250 to 25,000  
214 Section 113 1,250 to 25,000 X
215 Subsection 114(1) 1,250 to 25,000 X
216 Subsection 114(3) 1,250 to 25,000  
217 Subsection 115(2) 1,250 to 25,000 X
218 Subsection 115(3) 1,250 to 25,000 X
219 Subsection 115(4) 1,250 to 25,000 X
220 Subsection 115(5) 1,250 to 25,000 X
221 Subparagraph 116(1)(a)(i) 1,250 to 25,000 X
222 Subparagraph 116(1)(a)(ii) 1,250 to 25,000 X
223 Subparagraph 116(1)(a)(iii) 1,250 to 25,000 X
224 Subparagraph 116(1)(a)(iv) 1,250 to 25,000 X
225 Subparagraph 116(1)(b)(i) 1,250 to 25,000 X
226 Subparagraph 116(1)(b)(ii) 1,250 to 25,000 X
227 Subparagraph 116(1)(b)(iii) 1,250 to 25,000 X
228 Subparagraph 116(1)(b)(iv) 1,250 to 25,000 X
229 Subsection 116.1(1) 1,250 to 25,000  
230 Subsection 116.1(2) 1,250 to 25,000  
231 Subsection 116.1(3) 1,250 to 25,000  
232 Paragraph 116.2(3)(a) 1,250 to 25,000  
233 Paragraph 116.2(3)(b) 1,250 to 25,000  
234 Paragraph 116.2(4)(a) 1,250 to 25,000  
235 Paragraph 116.2(4)(b) 1,250 to 25,000  
236 Subsection 119(1) 1,250 to 25,000 X
237 Subsection 119(3) 1,250 to 25,000 X
238 Subsection 121(1) 600 to 12,000 X
239 Subsection 121(2) 600 to 12,000 X
240 Subsection 121(3) 1,250 to 25,000 X
241 Subparagraph 122(1)(a)(i) 600 to 12,000 X
242 Clause 122(1)(a)(ii)(A) 600 to 12,000 X
243 Clause 122(1)(a)(ii)(B) 600 to 12,000 X
244 Subparagraph 122(1)(a)(iii) 600 to 12,000 X
245 Subparagraph 122(1)(b)(i) 600 to 12,000 X
246 Subsection 122(2) 600 to 12,000  
247 Subparagraph 122(3)(a)(i) 600 to 12,000  
248 Subparagraph 122(3)(a)(ii) 600 to 12,000  
249 Paragraph 122(3)(b) 600 to 12,000  
250 Subsection 122(4) 600 to 12,000  
251 Section 123 600 to 12,000 X
252 Subsection 124(1) 1,250 to 25,000 X
253 Subsection 124(2) 600 to 12,000 X
254 Subsection 124(3) 600 to 12,000 X
255 Subsection 124.1(1) 1,250 to 25,000  
256 Subsection 124.1(2) 600 to 12,000  
257 Subsection 124.1(3) 600 to 12,000  
258 Paragraph 126(1)(a) 600 to 10,000 X
259 Paragraph 126(1)(b) 600 to 10,000 X
260 Subsection 127(1) 1,250 to 25,000 X
261 Section 129 600 to 12,000 X
262 Subparagraph 130(a)(i) 1,250 to 25,000 X
263 Subparagraph 130(a)(ii) 1,250 to 25,000 X
264 Paragraph 130(b) 1,250 to 25,000 X
265 Subsection 131(2) 600 to 12,000 X
266 Subsection 131(5) 600 to 12,000 X
267 Subsection 131.1(4) 1,250 to 25,000 X
268 Paragraph 131.1(5)(a) 1,250 to 25,000 X
269 Paragraph 131.1(5)(b) 1,250 to 25,000 X
270 Subparagraph 131.1(6)(a)(i) 600 to 12,000  
271 Paragraph 132(1)(a) 600 to 10,000 X
272 Paragraph 132(1)(b) 600 to 10,000 X
273 Paragraph 132(2)(a) 1,250 to 25,000 X
274 Paragraph 132(2)(b) 1,250 to 25,000 X
275 Paragraph 132(3)(a) 600 to 10,000 X
276 Subsection 132(4) 1,250 to 25,000 X
277 Subsection 132(5) 600 to 10,000 X
278 Subsection 132(6) 600 to 10,000 X
279 Subsection 132(8) 600 to 10,000 X
280 Subsection 133(1) 1,250 to 25,000 X
281 Subsection 133(2) 600 to 10,000  

Coming into Force

11 These Regulations come into force on the day on which they are registered.

[41-1-o]